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Free Compliance Self-Check Questionnaire Template

A free compliance self-check questionnaire that ticks each required compliance item and rates adherence, then produces a risk-score report showing where your organization is exposed before an external audit.

Assessment
~10 min
Customizable fields
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Quick answer

A free compliance self-check questionnaire that ticks each required compliance item and rates adherence, then produces a risk-score report showing where your organization is exposed before an external audit.

Disclaimer: this page is for process reference and self-checking only. It does not constitute medical, psychological, financial, legal or safety advice. Consult a qualified professional when needed.

Methodology: items are a structural adaptation of widely used frameworks, not an official version; results are indicative, not diagnostic.

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About this template

This compliance self-check turns a long list of requirements into a scored assessment. Each compliance area is rated on a 1-5 scale, and the report aggregates the gaps into an overall compliance-risk profile with priorities to remediate first.

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Live Preview

Sample form and AI report preview, fillable right in your browser.

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Fill it in to see how responses flow.
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Sample AI report with scoring visuals and recommendations, printable as a PDF.
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What's Included

Everything you need to run this template.

1

Purpose-built fields

Compliance Self-Check Questionnaire ships with the exact compliance items checked and a risk-score report fields practitioners ask for — no blank form to fill.

2

Yours to shape

Rename, reorder and rebrand every field to match your site and process.

3

One place to collect

Every response lands in a single dashboard you can review and export.

4

Personalized output

A branded, shareable AI PDF report generated per respondent.

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How It Works

From copy to deliverable in four steps.

1

Use this template

Copy the compliance self-check questionnaire into your FormLM workspace — free.

2

Match your process

Adjust fields, options and thresholds to your site, roles and standards.

3

Share and collect

Send the link or QR; every response is captured automatically.

4

Review and act

Open the personalized AI PDF report and share it with stakeholders.

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Who Is This For

Pick your role — see how it fits your workflow.

1

Operations managers

Standardise how you run compliance items checked and a risk-score report — no rebuilding a blank form each time.

2

Teams & sites

Give every area and shift a consistent compliance items checked and a risk-score report process with results in one dashboard.

3

Consultants & auditors

Deliver a branded compliance items checked and a risk-score report record to each client you support.

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Key Features

What makes this template work as a professional deliverable.

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Sample Questions Inside

A preview of real questions — the full version adds scoring and a personalized report per respondent.

  1. Regulatory obligations register current (1-5)
  2. Document control and records retention (1-5)
  3. Roles, responsibilities and delegated authority (1-5)
  4. Required permits and licenses valid (1-5)
  5. Training and competence evidenced (1-5)
  6. Monitoring, review and corrective action (1-5)
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Frequently Asked Questions

What does the Compliance Self-Check Questionnaire measure?
Adherence across key compliance areas, aggregated into a compliance-risk score.
Does it give a report?
Yes, it produces a scored profile showing the highest-risk gaps to remediate first.
Is this an external audit?
No — it is an internal self-check to prepare before a formal or external audit.
Who should complete it?
Compliance officers, managers and process owners reviewing their own area.

Put this Compliance Self-Check Questionnaire to work

Copy it, tailor the fields to your site and generate a personalized AI report per response — free to start.