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💰 Intake Form Template

Financial Advisor Intake Form Template

Fact-finding form for financial advisors and wealth managers — collect financial goals, risk tolerance, income level, and retirement status. An online questionnaire with 10 customizable fields, secure and confidential.

10 Fields
~4 min
Free
Encrypted & Confidential
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Sample Form Fields
Full Name name
Email email
Marital Status select
Number of Dependents number
Primary Financial Goal radio
Estimated Annual Income select
Risk Tolerance radio
Biggest Financial Concern long-text
10 fields total · ~4 min to complete

Quick answer

Free financial advisor intake form template for wealth managers and planners. Collect financial goals, risk tolerance, and asset information with 10 fields.

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This is the actual running form — not a screenshot. Try it yourself.

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This is the actual intake form your clients will see. All financial data is encrypted and confidential.
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Who Is This For

Pick your role — see how the form fits your workflow.

1

Financial Advisors

Prepare for client meetings with full financial context. Workflow: Client completes fact finder → Analyze financial profile → Prepare recommendations → Deliver personalized plan.

2

Wealth Managers

Assess high-net-worth prospects before onboarding. Workflow: Prospect submits intake → Review risk profile & goals → Develop investment strategy → Present portfolio proposal.

3

Retirement Planners

Understand retirement readiness upfront. Workflow: Client fills form → Assess retirement gap → Model scenarios → Create retirement roadmap.

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Sample Questions Inside

A preview of real questions from this template — the full version adds scoring logic, branching and a personalized report per respondent.

  1. Age bracket (choice)
  2. Income range (choice)
  3. Investable assets (input)
  4. How do you react to portfolio drawdowns? (1-5 risk slider)
  5. Primary financial goals (ranked multi-select)
  6. Existing investments and products (checkbox)
  7. When might you need large liquidity? (choice)
  8. Tax filing situation (choice)
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Frequently Asked Questions

What is a financial advisor intake form?
A financial advisor intake form is a fact-finding questionnaire used by wealth managers and financial planners to collect a client's financial situation, goals, risk tolerance, and investment preferences before creating a financial plan.
Is this financial advisor intake form template free?
Yes. Click "Use This Template" to copy the full form into your FormLM workspace for free. No credit card required.
Is the financial data collected securely?
Yes. All data is encrypted in transit and at rest. The form does not collect account numbers or login credentials — only general financial profile information.
What fields should a financial advisor intake form include?
A financial advisor intake form should include: full name, email, marital status, number of dependents, primary financial goal, estimated annual income, risk tolerance, retirement account status, biggest financial concern, and existing professional relationships.
Can I customize this for retirement planning specifically?
Yes. After copying, add fields for current retirement savings, expected retirement age, Social Security expectations, and pension details.

Start Every Advisory Relationship with Full Financial Insight

Copy the Financial Advisor Intake Form into your workspace, customize it, and share it with clients. Free to start.